The financial advice profession has undergone tremendous change in recent years. Clients have increased expectations and a digital-first mindset, products and services have become more sophisticated, ...

In the rapidly evolving financial ecosystem, financial institutions (FIs) increasingly rely on third parties, including Fintech companies, Banking-as-a-Service (BaaS) providers, and other financial ...

State regulators shape crypto oversight through enforcement actions against kiosks, lenders and exchanges, signaling new compliance expectations for digital asset firms.

Recent periods of financial stress and the proliferation of risks across the financial system are fueling the development of regulatory initiatives to strengthen requirements and promote international ...

The Global Regulatory Brief provides monthly insights on the latest risk and regulatory developments. This brief was written by Bloomberg’s Regulatory Affairs Specialists. As technology continues to ...

Nasdaq has partnered with Austrian Reporting Services (AuRep) to provide regulatory reporting technology for Austria's financial services industry. This collaboration involves transitioning around 90% ...

Autumn is an associate editorial director and a contributor to BizTech Magazine. She covers trends and tech in retail, energy & utilities, financial services and nonprofit sectors. The financial ...

The proposed regulations prescribe timelines, subscription periods, allotment procedures, and monitoring of issue proceeds ...